05/29/2019

One Year On: The Impact of the GDPR on Digital Banking

The GDPR implications for the financial services sector were undoubtedly significant, and the move towards digitisation and open banking has compounded an already complicated privacy landscape in an industry where trust is crucial.

05/29/2019

FCA bans former broker over 'dishonest' trades

The trades are designed to cancel each other out, so the investors are in the same position as when they started, except that the brokers charge the clients a fee for carrying out the trades, which are typically not needed by the client.

05/27/2019

FCA TPR notification window extended

It will also allow EEA-domiciled investment funds that market in the UK under a passport to continue temporarily marketing in the UK.