06/01/2012

FSA to consult on delaying platform reporting rules

The FSA will consult on delaying the implementation of new client reporting rules for platforms. The FSA will consult on delaying the implementation of new client reporting rules for platforms.

05/31/2012

Winston & Strawn strengthens London office

He joins Winston & Strawn from Milbank LLP, has a strong track record of advising on complex and high-value disputes on behalf of blue chip companies and financial institutions.

05/31/2012

Commerzbank appeal on bonus case refused

The High Court judge ruled earlier this month ruled in favour of the of the 104 former Dresdner Kleinwort bankers who sought a legal battle with Commerzbank over unpaid guaranteed bonuses that had been promised to them shortly before the investment bank w

05/29/2012

FSA bans stockbroker for ‘reckless misconduct’

The regulator says Leavey was carrying out a significant influence function without FSA approval, failing to oversee the segregation and protection of client money and approving misleading financial promotions.

05/29/2012

FSA bans and fines hedge fund CEO £3 million

The City regulator is seeking to impose a lifetime ban and a £3m fine on the manager of a $550m hedge fund for allegedly lying to investors in the months leading up to the fund’s 2009 collapse.