A positive view means that asset managers based outside the EU would be given a “passport” to continue offering services to investors across Europe, replacing a system of country-by-country private placement authorisation.
The liability of directors has never been more blatant, and rightly so, with the duties of directors becoming an ever-growing concern for those who continue to take on the responsibility of directing major corporations, including their in house legal team
Darwin was, among other accolades, named ‘Alternatives Manager of the Year’ at the 2015 LAPF Investment Awards and 'Alternative Investment Manager of the Year' at the 2015 European Pension Awards.
The CFTC Order requires OCI to pay a $140,000 civil monetary penalty and to cease and desist from further violating CFTC Regulation 30.4, as charged.
The conspiracy started to unravel after the Belgravia offices of the veteran trader Ben Anderson, 71, were bugged by City regulators, prosecutors said.